2343 East Broadway
Suite 116
Tucson, AZ 85719
About Sonora Investment Management
Sonora Investment Management has had the clear objective of providing our clients with uniquely independent and trusted investment expertise. We are committed to creating customized solutions through individually managed accounts designed to meet the objectives of our clients. Our cost-effective portfolio management maintains a disciplined approach to asset growth with an ever present adherence to capital preservation. Sonora Investment Management’s distinct professional investment approach strives to maintain the highest levels of integrity and transparency to ensure investor confidence.
The investment team at Sonora Investment Management employs an innovative investment process for individuals, trusts, pension plans and institutions. We recognize that investor preferences for specific risk characteristics constantly evolve and as a result we believe a dynamic, interactive investment process is critical to investor satisfaction.
Communication is the key to understanding our client’s needs, circumstances and objectives. We are committed to being proactive and accommodating customization at every possible point in our client relationships. Sonora Investment Management is committed to providing superior customer service for each client.
H. Bradley Toland, Jr., Partner
H. Bradley Toland co-founded Sonora Investment Management, LLC in August 1986, following seven years in the investment business. He served as securities analyst and portfolio manager at an investment advisory firm, where he managed over $65 million in stocks and bonds from 1982 through 1986. Prior to this, he managed security accounts with a national brokerage firm.
A graduate of the University of Arizona, 1975, Mr. Toland also served in the Army as a linguist and intelligence analyst in Japan. He currently resides in Tucson, Arizona with his wife and enjoys sports and traveling to Mexico to vacation.
Douglas R. Rogers, Partner
Prior to co-founding Sonora Investment Management, LLC, Douglas R. Rogers managed private investment funds for over ten years. He has also worked for a national CPA firm in Los Angeles, California and as the Controller of a computer company.
Doug holds a Masters in Business Administration from the University of Arizona, 1977, and is a Certified Public Accountant. He currently resides in Tucson, Arizona with his wife and daughter. With the beautiful Arizona weather, he enjoys many outdoor activities such as golfing and bicycling.
Timothy D. Wilcox, Partner
Tim D. Wilcox has worked in the financial services industry for over fifteen years. Prior to joining Sonora Investment Management in 2003, Mr. Wilcox was a Senior Branch Manager with Charles Schwab & Co. Inc. managing the Northwest Tucson, Arizona office. His responsibilities ranged from supervision and compliance of investment consultant's sales, advice, and service in addition to serving the needs of his clientele. Prior to Schwab, Mr. Wilcox worked as a financial consultant with Shearson Lehman Brothers/Smith Barney in Oklahoma City, Oklahoma.
Mr. Wilcox received his Bachelor of Science Degree from Oklahoma State University in 1993. He resides in Tucson, Arizona with his wife and two children. He enjoys traveling, running, golfing, and is an active sports enthusiast.
L. Graham Gaines IV, Managing Director
As Managing Director of Sonora Investment Management, L. Graham Gaines IV is responsible for leveraging relationships and developing innovative investment opportunities through strategic marketing and business development.
For the past ten years, Mr. Gaines has been active in private equity investments, raising capital and managing businesses. Prior to that, he was a Sr. Vice President with what is today Wachovia Securities, where he focused on institutional equity services and high-net-worth capital management. Before joining Wachovia, Mr. Gaines was an Associate Director of institutional equity sales with Cyrus J. Lawrence, an institutional research firm founded in 1884 and located in New York City. Prior to that position, he was a financial advisor with Merrill Lynch for over five years.
Mr. Gaines holds a Bachelor of Science degree from Northern Arizona University and currently resides in Tucson, Arizona. He is active in the Tucson community and enjoys playing golf, traveling, hiking, fishing and spending time with family and friends.
Communication is the key to understanding our client’s needs, circumstances and objectives. We are committed to being proactive and accommodating customization at every possible point in our client relationships. Sonora Investment Management is committed to providing superior customer service for each client.
Please be aware that Sonora Investment Management LLC has a portfolio minimum of $100,000 to accept inquiries through this directory.
