Synergy Financial Management, LLC
701 Fifth Avenue
Suite 3520
Seattle, WA 98104
Our History
In 2001, after 11 years of providing financial advice, Joe Maas, CLU, ChFC, CFP®, MSFS, CCIM founded Synergy Financial Management, LLC as a private wealth management firm to better serve his private clients. In doing so, Joe invited John Flavin, ChFC, CFP® , CCIM to join SFM as a senior associate, Connie Peterson to head operations, and Brett Davis to provide analysis and wealth management support. Together we form your wealth management team
Synergy Financial Management, LLC (SFM) is a Registered Investment Advisory firm specializing in wealth management. The firm focuses on providing fee-based investment advice and comprehensive financial planning services to individuals and businesses. Since Synergy Financial Management, LLC is a fee-based advisor, potential conflicts of interest regarding compensation are removed.
It is our belief that clients should be in a better financial situation working with our firm than they are working on their own. In striving to provide a true win-win client-advisor relationship, we have established core firm values and a code of ethics to guide us.
Our Values
Client Focus: Achieving investment success and exceeding expectations for each client is our top priority. We demonstrate our commitment:
- By clarifying our understanding of and documenting the goals and objectives of each client.
- Through excellent communication – proactive and responsive – with every client.
- By developing strong partnerships with other professionals who are also serving the client and providing education and support to enhance client knowledge.
- Through the faithful execution of the investment strategy in each portfolio in accordance with the client's specific objectives.
- Through relentless focus on operational efficiency and excellence including timely and accurate production of all client reports.
Commitment to Integrity and Excellence: Our reputation is critical to our long-term success. Every person on our staff is a key member of our team and is committed to performing their role with integrity and professionalism. We strive every day for excellence in service and investment results. We are committed to compliance with all regulatory requirements and the standards of practices of the various professional organizations of which we are members.
Teamwork: Open communication and collaboration form a common bond for achievement and creating a pleasant work environment. Each individual is rewarded for their contribution to their team and the firm's success. We value and reward results impacting the investment process and performance and client satisfaction.
Growth and Profitability: We believe that SFM will prosper as a result of our commitment to excellence in serving our clients. The long-term profitable growth of the firm provides opportunities for all team members to grow professionally and enjoy greater rewards. Being profitable will allow us to better serve our clients.
Our Team's Dedication
- The Synergy Team is dedicated to helping clients identify and achieve their goals and objectives.
- Each team member has an equally important role in serving our clients.
- We believe that a team approach is the best way to help people properly address their comprehensive financial concerns.
- Your Synergy planner may need to assemble a financial planning team to draw upon the talents of other trained professionals in order to help you achieve your goals.
- We will act as the quarterback of the team and it is our job to ensure that all team members are coordinating their efforts.
- Team members often include an attorney, CPA, trust company, mortgage broker, and others.
Code of Ethics: The Company's Code of Ethics ("Code") has been adopted to promote and maintain the highest standard of personal and professional conduct in the investment management profession. All employees of the firm are expected to subscribe and adhere to the Code, which serves to assure public confidence in the Company and the services it offers. All employees of the firm acknowledges, in writing, receipt of the Code and any amendments.
Please be aware that Synergy Financial Management, LLC has a portfolio minimum of $250,000 to accept inquiries through this directory.
