WHI Financial Services LLC
3245 Main Street
Suite 235-131
Frisco, TX 75034
Our RIA Firm
WHI Financial Services, LLC is a private Registered Investment Advisory company with headquarters in Frisco, TX.
WHI Financial offers one-time, quarterly & hourly rates, and fee based Investment Advisory services, Annuities, Disability, Key Person, Life & Long Term Care Insurance, custom Financial Plans, and Private Portfolio Management. Clearing, custody or other brokerage services may be provided by National Financial Services LLC or Fidelity Brokerage Services LLC, Members NYSE, SIPC.
Our Goal
WHI Financial Services, LLC was created in 2005, by Jim R. Wigen, who has worked with international investment firms since 1996, and became a Private Portfolio Manager in 2002. Our goal was to create an investment advisory firm that did not have minimum account restrictions for investors, and to create a foundation for independent brokers & advisors to use the resources Wall Street offers, while still maintaining their independence to advise clients objectively & without bias.
WHI Financial is committed to providing clients superior advice and financial services they will need throughout their lives. WHI Financial is working everyday to try and establish relationships with other companies who offer the financial products our clients will need to get into and through retirement.
Investment Products and Services
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Custom & Private Portfolio Management Accounts -
Bonds
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Common Stock
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Educational IRA
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Brokerage Accounts
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Traditional IRA
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Roth IRA
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SEP IRA
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Simple IRA
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Treasury Bills
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Government Securities
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Treasury Notes
Financial Planning Products and Services
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Custom Financial Plans
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Retirement Planning
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Tax Plans
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401(k) Planning
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401(b) Planning
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College Plans
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Estate Plans
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Money Purchasing Plans
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Profit Sharing Plans
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Insurance Products and Services
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Disability Income
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Life Insurance
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Long Term Care
Tax Planning
- Relocation Tax Issues
- State Tax Return Preparation
- Representation Before the IRS
- Tax Return Preparation
- Individual Tax Preparation and Planning
- Business Start Up, Counsel and Corporate Taxes
- Small Business Accounting Services
- IRS and State Tax Audits
- Income, Gift and Estate Tax Returns
Jim R. Wigen - Sr. Portfolio Manager & Financial Advisor
Jim has worked as a Portfolio Manager & Financial Advisor since 1996. In May 2005, Jim founded WHI Financial Services, LLC, WHIFinancial.com, a Registered Investment Advisory firm, with headquarters in Texas. His primary focus is on portfolio management, financial & retirement planning, and financial advisory & insurance services. Jim manages investment portfolios & advises individuals, small to mid-size companies, and non-profit organizations on a variety of financial and business issues.
Prior to founding WHI Financial Services, LLC, Jim worked as a portfolio manager & financial advisor for two international investment firms. From 2001 to 2005, Jim worked with Prudential Securities (merger with Wachovia Securities, now Wells Fargo Financial Advisors), and from 1996 to 2001, he was working with Merrill Lynch. While working with both Wachovia Securities and Merrill Lynch, Jim enjoyed dual responsibilities as a portfolio manager, financial advisor and leader of the Professional Development Program.
Jim’s responsibilities as leader of the Professional Development Program included, recruiting, interviewing, training, and overseeing the daily operations of all financial advisors involved in the Professional Development Program. Jim was responsible for managing between 10-20 advisors, while still managing his own client investment accounts.
Other Organizations Involved With
In addition to his experience in the financial services area, Jim has been involved in several start-up companies. Jim’s Philanthropic work includes serving as President/Treasurer of a private foundation established to provide non-profit organizations financial assistance, and Chairman/President of the Believe In Your Dreams Foundation. In 2007, Jim established the Believe In Your Dreams Foundation, a 501(c)3 organization, to help individuals who are suffering from life-altering circumstances beyond their control.
Jim has taught investment, insurance, and credit repair classes through continuing education at universities in CA & TX since 1997. Jim attended the University of Minnesota where his focus was Management & Marketing.
Books Authored by Jim R. Wigen
Jim has recently written two books, one called “Your Financial Lifecycle” a book which describes several key investment topics everyone will face throughout their life, and a book titled, “The Truth about Your Credit Score”, which defines how credit scores are calculated and how you can increase your credit score, including templates which you can use to send to creditors.
Jim’s books can be purchased on Amazon.com, via author search, or by emailing info@allfinancialadvisors.com subject: WHI Book.
Thank you for your interest in our firm.
Please be aware that WHI Financial Services LLC has a portfolio minimum of $50,000 to accept inquiries through this directory.
